SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. |
9 WEST 57TH STREET |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/31/2007
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3. Issuer Name and Ticker or Trading Symbol
JAZZ PHARMACEUTICALS INC
[ JAZZ ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
X (see Footnotes 2,3 and 4) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series B Prime Preferred Stock |
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Common Stock |
8,614,419 |
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I |
See Footnote
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Series BB Preferred Stock Warrant (right to buy) |
06/24/2005 |
06/24/2012 |
Series BB Preferred Stock |
245,540 |
20.36 |
I |
See Footnote
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. |
9 WEST 57TH STREET |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. |
9 WEST 57TH STREET |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. LTD. |
STIRLING SQUARE 7 CARLTON GARDEN |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. LTD. |
STIRLING SQUARE 7 CARLTON GARDEN |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. |
9 WEST 57TH STREET |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. |
9 WEST 57TH STREET |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. LTD. |
STIRLING SQUARE 7 CARLTON GARDEN |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. LTD. |
STIRLING SQUARE 7 CARLTON GARDEN |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. |
2800 SAND HILL ROAD, SUITE 200 |
(Street)
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1. Name and Address of Reporting Person*
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. |
2800 SAND HILL ROAD, SUITE 200 |
(Street)
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Explanation of Responses: |
Remarks: |
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/s/ William J. Janetschek, as attorney-in-fact for Paul E. Raether |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Perry Golkin |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Johannes P. Huth |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Todd A. Fisher |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Alexander Navab |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Marc Lipschultz |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Jacques Garaialde |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Reinhard Gorenflos |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Michael M. Calbert |
05/31/2007 |
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/s/ William J. Janetschek, as attorney-in-fact for Scott C. Nuttall |
05/31/2007 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd142032_160402.html
POWER OF ATTORNEYKnow all men by these presents that Paul E. Raether does hereby make, constitute and
appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and revocation,
for and in the name, place and stead of the undersigned (both in the undersigned's
individual capacity and as a member of any limited liability company or as a partner of
any partnership for which the undersigned is otherwise authorized to sign), to execute and
deliver such forms as may be required to be filed from time to time with the Securities
and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedule
13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in connection
with any applications for EDGAR access codes, including without limitation the Form
ID
.
/s/ Paul E. Raether
Name: Paul E. Raether
Date: July 31, 2005
rrd142032_160415.html
POWER OF ATTORNEY
Know all men by these presents that Perry Golkin does hereby make, constitute and
appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and revocation,
for and in the name, place and stead of the undersigned (both in the undersigned's
individual capacity and as a member of any limited liability company or as a partner of
any partnership for which the undersigned is otherwise authorized to sign), to execute and
deliver such forms as may be required to be filed from time to time with the Securities
and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedule
13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in connection
with any applications for EDGAR access codes, including without limitation the Form
ID.
/s/ Perry Golkin
Name: Perry Golkin
Date: July 31, 2005
rrd142032_160416.html
POWER OF ATTORNEY
Know all men by these presents that Johannes P. Huth does hereby make, constitute and
appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and revocation,
for and in the name, place and stead of the undersigned (both in the undersigned's
individual capacity and as a member of any limited liability company or as a partner of
any partnership for which the undersigned is otherwise authorized to sign), to execute and
deliver such forms as may be required to be filed from time to time with the Securities
and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedule
13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in connection
with any applications for EDGAR access codes, including without limitation the Form
ID.
/s/ Johannes P. Huth
Name: Johannes P. Huth
Date: July 31, 2005
rrd142032_160417.html
POWER OF ATTORNEY
Know all men by these presents that Todd A. Fisher does hereby make, constitute and
appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and revocation,
for and in the name, place and stead of the undersigned (both in the undersigned's
individual capacity and as a member of any limited liability company or as a partner of
any partnership for which the undersigned is otherwise authorized to sign), to execute and
deliver such forms as may be required to be filed from time to time with the Securities
and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedule
13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in connection
with any applications for EDGAR access codes, including without limitation the Form
ID.
/s/ Todd A. Fisher
Name: Todd A. Fisher
Date: July 31, 2005
rrd142032_160419.html
POWER OF ATTORNEY
Know all men by these presents that Alexander Navab does hereby make, constitute and
appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and revocation,
for and in the name, place and stead of the undersigned (both in the undersigned's
individual capacity and as a member of any limited liability company or as a partner of
any partnership for which the undersigned is otherwise authorized to sign), to execute and
deliver such forms as may be required to be filed from time to time with the Securities
and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedule
13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in connection
with any applications for EDGAR access codes, including without limitation the Form
ID.
/s/ Alexander Navab
Name: Alexander Navab
Date: July 31, 2005
rrd142032_160420.html
POWER OF ATTORNEY
Know all men by these presents that Marc S. Lipschultz does hereby make, constitute and
appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and revocation,
for and in the name, place and stead of the undersigned (both in the undersigned's
individual capacity and as a member of any limited liability company or as a partner of
any partnership for which the undersigned is otherwise authorized to sign), to execute and
deliver such forms as may be required to be filed from time to time with the Securities
and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedule
13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in connection
with any applications for EDGAR access codes, including without limitation the Form
ID.
/s/ Marc S. Lipschultz
Name: Marc S. Lipschultz
Date: July 31, 2005
rrd142032_160421.html
POWER OF ATTORNEYKnow all men by these presents that Jacques Garaialde does hereby make, constitute and
appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and revocation,
for and in the name, place and stead of the undersigned (both in the undersigned's
individual capacity and as a member of any limited liability company or as a partner of
any partnership for which the undersigned is otherwise authorized to sign), to execute and
deliver such forms as may be required to be filed from time to time with the Securities
and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedule
13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in connection
with any applications for EDGAR access codes, including without limitation the Form
ID.
/s/ Jacques Garaialde
Name: Jacques Garaialde
Date: July 31, 2005
rrd142032_160422.html
POWER OF ATTORNEY
Know all men by these presents that Reinhard Gorenflos does hereby make, constitute
and appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true
and lawful attorney-in-fact of the undersigned with full powers of substitution and
revocation, for and in the name, place and stead of the undersigned (both in the
undersigned's individual capacity and as a member of any limited liability company or as
a partner of any partnership for which the undersigned is otherwise authorized to sign), to
execute and deliver such forms as may be required to be filed from time to time with the
Securities and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the
Securities Exchange Act of 1934, as amended (the "Act"), including without limitation,
Schedule 13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in
connection with any applications for EDGAR access codes, including without limitation
the Form ID.
/s/ Reinhard Gorenflos
Name: Reinhard Gorenflos
Date: July 31, 2005
rrd142032_160423.html
POWER OF ATTORNEY
Know all men by these presents that Michael M. Calbert does hereby make, constitute
and appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true
and lawful attorney-in-fact of the undersigned with full powers of substitution and
revocation, for and in the name, place and stead of the undersigned (both in the
undersigned's individual capacity and as a member of any limited liability company or as
a partner of any partnership for which the undersigned is otherwise authorized to sign), to
execute and deliver such forms as may be required to be filed from time to time with the
Securities and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the
Securities Exchange Act of 1934, as amended (the "Act"), including without limitation,
Schedule 13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in
connection with any applications for EDGAR access codes, including without limitation
the Form ID.
/s/ Michael M. Calbert
Name: Michael M. Calbert
Date: July 31, 2005
rrd142032_160424.html
POWER OF ATTORNEY
Know all men by these presents that Scott C. Nuttall does hereby make, constitute and
appoint William J. Janetschek and Richard J. Kreider, or either one of them, as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and revocation,
for and in the name, place and stead of the undersigned (both in the undersigned's
individual capacity and as a member of any limited liability company or as a partner of
any partnership for which the undersigned is otherwise authorized to sign), to execute and
deliver such forms as may be required to be filed from time to time with the Securities
and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities
Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedule
13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 and (ii) in connection
with any applications for EDGAR access codes, including without limitation the Form
ID.
/s/ Scott C. Nuttall
Name: Scott C. Nuttall
Date: July 31, 2005